The State of New Jersey

Office of the Attorney General

New Jersey Division of Consumer Affairs

Cari Fais
Acting Director
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Cari Fais, Acting Director

Acting Chief of the NJ Bureau of Securities


Acting Chief of the New Jersey Bureau of Securities

Amy G. Kopleton is the Acting Chief of the New Jersey Bureau of Securities (“Bureau”) and, pursuant to N.J.S.A. 49:3-66(a), acts as its principal executive officer. As the Acting Bureau Chief, Ms. Kopleton is responsible for the administration and enforcement of the New Jersey Uniform Securities Law and regulations. The primary mission of the Bureau is the protection of New Jersey investors. The Bureau regulates the offer and sale of securities in New Jersey through its registration of securities offerings, financial professionals and companies, and enforcement of the New Jersey Uniform Securities Law.

In addition to her daily work at the Bureau, Ms. Kopleton is an active participant on industry panels including the Practicing Law Institute and has appeared on the TV series American Greed.

Ms. Kopleton received her J.D. degree from Brooklyn Law School in 1996 and her B.S. degree in Management from Tulane University in 1993. Ms. Kopleton is admitted to the bar in New Jersey and New York. Her first year out of law school Ms. Kopleton clerked in the Passaic County Courthouse for the Honorable Arthur Dwyer, and the Honorable W. Hunt Dumont. Ms. Kopleton then joined Eichenbaum, Kantrowitz, Leff and Gulko, L.L.C. as an associate before joining the Bureau. Ms. Kopleton has been with the Bureau since 1999.

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