Attorney General Platkin Announces Settlement with TradeStation Crypto, Inc.

Florida Firm Agrees to Stop Selling Unregistered Securities.

Attorney General Platkin Appoints Elizabeth M. Harris as Chief of the New Jersey Bureau of Securities

Attorney General Matthew J. Platkin has appointed Elizabeth M. Harris to serve as Chief of the Bureau of Securities (“Bureau”), effective today. The Bureau, which operates within the Division of Consumer Affairs, is charged with protecting investors from investment fraud, and with regulating the securities industry in New Jersey.

AG Platkin: NJ Bureau of Securities Files Enforcement Action Against a Former VP of Real Estate Investment Firm that Defrauded $630M from Investors Nationwide

Attorney General Matthew J. Platkin announced today that the New Jersey Bureau of Securities within the Division of Consumer Affairs has filed a civil enforcement action against the former vice-president of an NJ-based real estate investment firm that defrauded investors nationwide.

Florida-Based Broker-Dealers to Refund New Jersey Investors Charged Unreasonable Commissions on Small-Dollar Transactions

The Office of the Attorney General and the Division of Consumer Affairs today announced that the Bureau of Securities has joined a multi-state settlement with two Florida- based broker-dealers that have agreed to pay at least $8.25 million in refunds to investors who were charged unreasonable commission fees on small-dollar transactions.

NJ Bureau of Securities Revokes Registration, Assesses $150,000 Civil Penalty Against Former New Jersey Broker-Dealer Agent Who Sold Unregistered Securities Tied to a Tequila Production Company

For Immediate Release: July 31, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau ChiefDivision of Law- Michael T.G. Long, Director For...
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