Press Releases : investors

Florida-Based Broker-Dealers to Refund New Jersey Investors Charged Unreasonable Commissions on Small-Dollar Transactions

The Office of the Attorney General and the Division of Consumer Affairs today announced that the Bureau of Securities has joined a multi-state settlement with two Florida- based broker-dealers that have agreed to pay at least $8.25 million in refunds to investors who were charged unreasonable commission fees on small-dollar transactions.

AG Platkin Announces New Jersey Joins Multiple States in $10 Million Settlement with Robinhood for Failing Investors

For Immediate Release: April 14, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau Chief For Further Information: Media Inquiries-Rob...

AG Platkin Announces Guilty Pleas of Scammers Who Made Fake Deeds for Atlantic City Properties, Conned Investors Out of Nearly $600K

For Immediate Release: February 9, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralOffice of Public Integrity and Accountability- Thomas J. Eicher, Executive Director For Further Information: Media Inquiries-Dan ProchiloOAGpress@njoag.gov...

New Jersey Bureau of Securities Announces the Launch of the Annual Examination of Investment Advisers

For Immediate Release: June 15, 2022 Office of the Attorney General- Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau Chief For Further Information: Media...
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