Apr 14, 2023 | Financial Regulatory Authority (“FINRA”) | investors | Multistate Settlement | North American Securities Administrators Association (“NASAA”) | operational and technical failures | Robinhood | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release | Protecting New Jersey Consumers
For Immediate Release: April 14, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau Chief For Further Information: Media Inquiries-Rob...
Feb 9, 2023 | Atlantic City | Fake Deeds | investors | Scammers | Office of Public Integrity and Accountability | Press Release | Public Integrity
For Immediate Release: February 9, 2023 Office of the Attorney General- Matthew J. Platkin, Attorney GeneralOffice of Public Integrity and Accountability- Thomas J. Eicher, Executive Director For Further Information: Media Inquiries-Dan ProchiloOAGpress@njoag.gov...
Jun 15, 2022 | annual examination of investment advisers | broker-dealers | investment | investment advisers | investors | New Jersey’s Uniform Securities Law | securities industry | Bureau of Securities | Consumer Protection | Division of Consumer Affairs | Press Release
For Immediate Release: June 15, 2022 Office of the Attorney General- Matthew J. Platkin, Acting Attorney GeneralDivision of Consumer Affairs- Cari Fais, Acting DirectorBureau of Securities- Amy G. Kopleton, Acting Bureau Chief For Further Information: Media...
