Press Releases : Small-Dollar Transactions

Florida-Based Broker-Dealers to Refund New Jersey Investors Charged Unreasonable Commissions on Small-Dollar Transactions

The Office of the Attorney General and the Division of Consumer Affairs today announced that the Bureau of Securities has joined a multi-state settlement with two Florida- based broker-dealers that have agreed to pay at least $8.25 million in refunds to investors who were charged unreasonable commission fees on small-dollar transactions.

Translate »